CCFA 600 — Ethics in Finance

Study of the Code of Ethics and Standards of Professional Conduct of Chartered Financial Analyst (CFA) Institute. Topics include professionalism and the integrity of capital markets, duties to clients and employers, investment analysis and recommendations, conflicts of interest, and responsibilities of CFA members and candidates.

• Credits: 1.5
• Faculty: School of Continuing Studies
• Department: Administration & Governance

Sections offered

• Section 781 (Lec), Thu 6:05-8:55 pm — 11 seats open